2017 Reports

Each report entry contains a summary of report focus and results, a full report document and a report highlights document.

Click the report titles to expand and contract this information for each title.

November 7, 2017

Reporting Plan for Navigation Team


Focus:
Seattle City Councilmember Lisa Herbold asked the Office of City Auditor to review the Theory of Change for the City's Navigation Team and to identify additional information that the City Council may want to gather. The Navigation Team is an approach developed by former Mayor Murray's administration for addressing the issue of people living unsheltered in Seattle. It is important for the City to ensure that the Navigation Team is an approach that is appropriate and humane as well as efficient and effective.

Results:
This report includes a reporting plan with 14 requests for information (i.e., "reporting checkpoints") that can help inform the City Council's understanding of the Navigation Team approach.  The Executive has agreed to this reporting plan; their response is included in Appendix C of this report.



October 12, 2017

Assessment of the Seattle Municipal Court Resource Center

Focus: City Councilmember M. Lorena González requested that we assess the Seattle Municipal Court Resource Center (CRC). The CRC provides on-site social services and resources to Court clients who are in the different stages of the criminal justice system. During the period covered by our audit (January 2015-Febuary 2017), the CRC had approximately 10,000 visits. The CRC sees an average of 18 visitors daily, over 80 percent of whom have a current or past Court case and about a third of whom have housing instability issues.

Results: We found that limited funding and staffing hinders the Court’s ability to coordinate with CRC service providers and hold them accountable, and hampers its ability to assist the City in addressing the challenges that the CRC’s client population faces. We make six recommendations to address our findings related to improving CRC client data collection, ensuring adequate service provider coverage of the CRC, and assessing CRC’s staffing and budgetary needs to improve its operations and accountability.

October 6, 2017

Five Recommendations for Evaluating Seattle's New Police Oversight System

Focus: Ordinance 125315, adopted on June 1, 2017, established a new police oversight structure for the City of Seattle. Seattle City Councilmember Tim Burgess asked our office to provide information to the City Council about the issues involved in evaluating the new police oversight system over time.

Results: Our research brief offers five recommendations for evaluating the functioning of Seattle's new police oversight system:
1. It is important to evaluate how the police oversight system functions to ensure that it is effective.
2. The evaluation must be an appropriate fit for the Seattle context and community.
3. Shared goals among the police oversight entities as well as protocols, expectations, and metrics should be developed in advance of a system evaluation.
4. To the extent possible, the system evaluation should use tools and frameworks for assessing system functioning that are grounded in research.
5. The timing of a periodic system evaluation should balance the need to ensure that the system is off to a good start without overly burdening the police oversight entities.

October 3, 2017

City of Seattle Financial Condition 2012-2016

Focus: This report provides members of the public and public officials with information on the City of Seattle’s (City) financial condition. The report uses information from the City’s Comprehensive Annual Financial Reports (CAFR) and Adopted Budgets, among other sources, and compiles the information for a broad audience. The report also provides five years of data for several of the financial and economic indicators analyzed, allowing public officials to see historical trends and identify areas that may need attention.

Results: Overall, the City of Seattle financial and economic indicators we present in this report are positive. Revenues have exceeded expenses for the last five years. The City’s revenues are diversified, which affords some protection from economic downturns. The City is committed to maintaining reserves and has both an Emergency Subfund and a Rainy Day Fund to address unanticipated events or declines in revenues. However, major downturns in the national or local economy that significantly affect local business or construction activity would decrease the revenues available to the City. City leaders are also continually challenged to address complex social problems, such as homelessness and housing affordability, while still maintaining a balanced budget.

September 20, 2017

Review of Hate Crime Prevention, Response, and Reporting in Seattle - Phase 1 Report

Focus: City Councilmember Lisa Herbold asked our office to audit the City of Seattle’s (City) handling of hate crimes. We are completing this audit in two phases, with this first report focusing on how the Seattle Police Department (SPD) uses hate crime data and the practices and processes the City follows to identify, respond to, and prevent hate crimes. The second phase report will address how the City can improve its use of hate crime data and will provide an analysis of the extent to which reported hate crimes have resulted in prosecution.

Results: We identified five areas in which the City could improve its hate crime efforts.

  1. Changes in SPD reporting procedures would help ensure hate crimes are more appropriately recorded and investigated.
  2. SPD patrol officers would benefit from regular formal training and improved guidance on hate crimes.
  3. More sophisticated use of data could inform hate crime prevention efforts.
  4. Increased coordination among City departments would improve hate crime prevention and response efforts.
  5. Regional coordination of hate crime response efforts will promote efficiency and improved response efforts.

The report offers nine specific recommendations to improve the City’s efforts to prevent, respond, and report hate crimes. The three departments involved in this audit – the Seattle Police Department (SPD), the Seattle Office for Civil Rights (SOCR), and Seattle Public Utilities (SPU) – agree with all the recommendations.



June 23, 2017

Status Report on Implementation of Office of City Auditor Recommendations as of December 2016

Focus: To report on the implementation status as of December 2016, of 526 recommendations contained in 51 audit reports issued from January 2007 through December 2016.  

Results: As of December 31, 2016, 69 percent (364 out of 526) were implemented, 19 percent (97 out of 526) were pending, and 12 percent (65 out of 526) were categorized as no further follow-up planned.

April 13, 2017

Audit of Seattle’s Incentive Zoning for Affordable Housing

Focus: City Councilmember Mike O’Brien requested that we review development projects that participated in Seattle’s Incentive Zoning program to gain extra floor area in exchange for providing an affordable housing public benefit. Our objectives were to: 1) report the number and location of projects since 2006 that participated in incentive zoning for affordable housing, 2) whether the projects’ affordable housing contributions were accurately calculated, and 3) whether and when affordable housing contributions were secured.

Results: We identified two projects that had received extra floor area that had not made affordable housing contributions; these contributions had an estimated value of about $5 million. We found discrepancies between several projects’ source documents and information in the data system related to extra floor area gained and contribution amounts owed. We also found 10 projects that made late affordable housing payments by an average of 9 months. We make 22 recommendations to improve program management, accountability, oversight, internal controls, reporting and transparency, customer service, and to adjust program fees.

April 10, 2017

Summary of Emerging and Best Practices in Public Sector IT Project Management

Focus: To inform our work on the Audit of New Customer Information System (NCIS) Implementation, with the assistance of the City's Chief Technology Officer, we selected Gartner, Inc. to write a best practices report, based on their experience working with public agencies, on ways to manage information technology projects effectively.

Results: Gartner's report provides a high-level overview of best practices for government portfolio and project management. The report's contents and recommendations are organized by stages of the project life cycle, including initiation, planning, execution, and monitoring and control. Please note that the report's content and recommendations are the opinions of Gartner and may need to be tailored to fit the needs of the City of Seattle.

April 10, 2017

Audit of New Customer Information System (NCIS) Implementation

Focus: At the request of City Councilmember Tim Burgess, we audited Seattle City Light's (SCL) and Seattle Public Utilities' (SPU) implementation of their new billing system, NCIS. The City Council had learned that the project was a year late and approximately $34 million over budget, and some members were concerned about whether the Council was receiving timely and accurate information about the project's status.

Results: We found that the NCIS project took longer and cost more than originally estimated because of an unrealistic initial schedule, additions to the scope, project staff who were challenged by the project's size and complexity, and project leaders' decisions to prioritize quality over timeliness. An extended project schedule resulted in increased labor costs for both City staff and the primary consultant on the project, PricewaterhouseCoopers. Communication with the City Council was hampered by the lack of an effective reporting mechanism, a high degree of uncertainty behind early cost estimates for large, complex information technology projects, and financial reporting that was not designed for project oversight purposes. We also found that although the project team complied with City rules for the use of QA experts, the Executive Steering Committee could have acted more quickly to resolve or lower the probability and impact of 6 high risks identified by the QA expert. We provide a timeline of key project decisions and formal communications about those decisions to the City Council.